Last Updated: June 2026
At Berkshire Griffin Capital AG, integrity, accountability and responsible corporate governance form the foundation of our business.
We are committed to conducting our business ethically, transparently and in accordance with applicable laws and regulations. We believe that a strong governance framework and a culture of compliance are essential to maintaining the confidence of investors, financial institutions, business partners and other stakeholders.
Our approach is guided by internationally recognised principles of good corporate governance, responsible business conduct and sound risk management.
Our Principles
Our business is built on the following core principles:
- Integrity in every business relationship
- Compliance with applicable laws and regulations
- Ethical and responsible decision-making
- Transparency and accountability
- Respect for confidentiality
- Effective risk management
- Long-term value creation
- Responsible stewardship of stakeholder interests
These principles support our commitment to sustainable growth and professional business conduct.
Corporate Governance
Berkshire Griffin Capital AG is committed to maintaining an effective corporate governance framework that promotes responsible management, appropriate oversight and sound decision-making.
Our governance objectives include:
- clearly defined management responsibilities;
- appropriate oversight and accountability;
- transparent decision-making processes;
- responsible risk management;
- protection of confidential information;
- compliance with applicable legal and regulatory requirements.
Good governance is an integral part of our long-term corporate strategy.
Business Ethics
We expect all directors, officers, employees and business partners to conduct business with honesty, professionalism and integrity.
We are committed to maintaining business relationships based on:
- fairness;
- mutual respect;
- professionalism;
- transparency;
- lawful conduct.
We do not tolerate unethical business practices or conduct that could damage the reputation or integrity of our company.
Compliance
Compliance forms an integral part of our business operations.
We strive to conduct our activities in accordance with applicable Swiss laws and, where relevant, the legal and regulatory requirements applicable to our international business relationships.
Our compliance approach is designed to support:
- legal and regulatory compliance;
- responsible business conduct;
- effective internal controls;
- operational integrity;
- risk awareness throughout the organisation.
Anti-Money Laundering (AML)
Berkshire Griffin Capital AG supports international efforts to combat money laundering, terrorist financing and other forms of financial crime.
Where appropriate and applicable to our business relationships, we may apply risk-based due diligence measures designed to understand counterparties and business relationships.
Know Your Customer (KYC)
Where appropriate, Berkshire Griffin may conduct customer and counterparty due diligence before entering into certain business relationships.
Such procedures may include verification of identity, ownership structures and other information relevant to establishing and maintaining responsible business relationships.
Anti-Bribery and Anti-Corruption
Berkshire Griffin Capital AG maintains a zero-tolerance approach towards bribery, corruption, facilitation payments and other improper business practices.
We expect all persons acting on behalf of the Company to conduct business fairly, ethically and in compliance with applicable anti-corruption laws.
Sanctions Compliance
We recognise the importance of complying with applicable economic sanctions and trade restrictions.
Where appropriate, business relationships and transactions may be reviewed against applicable sanctions requirements.
Conflicts of Interest
We seek to identify, manage and appropriately address actual or potential conflicts of interest.
Business decisions should always be made in the best interests of the Company while maintaining fairness, objectivity and professional independence.
Confidentiality and Information Security
Protecting confidential information is fundamental to our business.
We are committed to safeguarding confidential business information, commercially sensitive data and personal information through appropriate organisational and technical measures.
Data Protection
Berkshire Griffin Capital AG respects the privacy rights of individuals and is committed to processing personal data responsibly and in accordance with applicable data protection laws, including the Swiss Federal Act on Data Protection (FADP) and, where applicable, the General Data Protection Regulation (GDPR).
Further information is available in our Privacy Policy.
ESG and Responsible Business
We recognise the importance of responsible business practices and the long-term value of environmental, social and governance (ESG) considerations.
Where appropriate, we seek to incorporate responsible governance principles into our business activities and decision-making processes while pursuing sustainable long-term value creation.
Risk Management
Sound risk management is an essential element of effective corporate governance.
We seek to identify, assess and manage material business risks in a structured and proportionate manner to support informed decision-making and the long-term resilience of the Company.
Third-Party Relationships
We value long-term relationships with investors, financial institutions, advisors, suppliers and business partners who share our commitment to integrity, professionalism and responsible business conduct.
We expect our counterparties to act in accordance with applicable laws and recognised ethical standards.
Reporting Concerns
We encourage anyone who becomes aware of conduct that may be inconsistent with applicable laws or our ethical standards to contact us.
Reports will be reviewed appropriately and, where applicable, treated confidentially to the extent permitted by law.
Compliance enquiries may be directed to:
Email: contact@berkshire-griffin.com
Continuous Improvement
Compliance and governance are ongoing processes.
Berkshire Griffin Capital AG regularly reviews its internal policies, procedures and governance practices to support continuous improvement and respond appropriately to changes in legal, regulatory and business requirements.
Contact
Berkshire Griffin Capital AG
Bahnhofstrasse 10
CH-6300 Zug
Switzerland
Tel.: +41 41 544 3692
Email: contact@berkshire-griffin.com